American Financial Services Association - Compliance
American Financial Services Association

Compliance

Compliance

AFSA actively engages in the federal regulatory process and stays on top of federal regulatory compliance requirements and the evolving regulatory environment to help our members meet their compliance goals, including:

  • Providing regular alerts and updates on important regulatory compliance issues affecting the industry.
  • Facilitating sharing of information between members, via the Operations and Regulatory Compliance Committee, to learn about how member companies are keeping current with compliance requirements.
  • Providing resources, including compliance training (i.e. AFSA University), and templates and sample documents on the components of a robust compliance management system.
  • Organizing educational events including webinars and seminars.

For more information, contact Philip Bohi, Vice President, Compliance Education.

Federal Regulatory Agency Guidance & Documents

Business Partner Perspectives